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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-26
NV RA APPROVED 2011-10-17
  • TX RA
    APPROVED
    Since 2013-03-26
  • NV RA
    APPROVED
    Since 2011-10-17

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 11/2003 Present
Bank Of America, N.A. Las Vegas NV 09/2011 Present
Other Businesses

I*1014315, Name of OBA: Rental Property 1 Address: Las Vegas, NV Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 9/30/2022 No Hours: 0 Yearly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-13
  • S66 Uniform Combined State Law Examination
    2011-10-13

View on SEC IAPD

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