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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-10 |
| TX | RA | APPROVED_RES | 2024-02-29 |
| KY | RA | APPROVED | 2024-02-05 |
| DC | RA | APPROVED | 2022-06-07 |
| CO | RA | APPROVED | 2022-04-12 |
| MS | RA | APPROVED | 2022-02-10 |
| NM | RA | APPROVED | 2021-09-29 |
| MO | RA | APPROVED | 2021-03-02 |
| OK | RA | APPROVED | 2018-09-21 |
| LA | RA | APPROVED | 2017-11-08 |
Branch Locations
10000 Perkins Rowe Suite G240, Baton Rouge, LA 70810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Baton Rouge | LA | 08/2013 | Present |
| Park Avenue Securities | Baton Rouge | LA | 08/2013 | Present |
1. Iron Horse Financial, Inc.-Guardian agency operating under the doing business as Iron Horse Financial , Start: 01/01/2017, Address: 9800 Airline Hwy, Baton Rouge, LA, Hrs per month - tot/bus: 360/160, Investment related, >10% annual compensation, 2. Rockabilly Ridge LLC-Owner of 52 acres of land in Branson Mo, Start: 09/01/2019, Address: 700 El Monte Road Branson, MO 65616, 0 hrs per month, Investment related, 3. Caswell Investment Properties, LLC-Office building currently about to start construction on Jefferson Avenue in Baton Rouge, LA , Start: 011/11/2022, Address: N/A, 2 total hours per month; 0 during securities trading hours, Investment related, More than 10% annual compensation, 4. The Physician's Guild, LLC-small business owner, Nature of Business: a connection point between student loan debt & the possible grant opportunities that might exist in the marketplace, Start date: 8/20/2025, Address: 39460 Brighton Point Drive Ponchatoula, LA 70454, Duties: Owner, 5 total hours per month; 0 during securities trading hours, Not Investment related, 5. Trust Services, Start Date: 6/22/2023, Nature: POA for son who joined the army, Address: Home Address, Duties: POA for son in the event he is not able to, 0 total hours per month, Not Investment Related, 6. Author - Wealth Building Basics, Start Date: 2/24/2026, Nature: Book on my experience of meeting with clients. I discuss what I have seen work & best practices, Address: 427 Casa Colina Court Baton Rouge, LA 70810, Duties: Author, 5 total hours per month; 5 during securities trading hours, Not Investment Related, 7. Search, Bid, Win LLC, Start Date: 6/2/26, Nature: The website is an AI search engine for government contracting jobs, Address: 21303 Turkey Creek Dr Baton Rouge, LA 70817, Duties: Owner, 2 total hours per month; 0 during securities trading hours, Not Investment Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-21 |
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