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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| NJ | RA | APPROVED | 2019-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Boston | MA | 09/2016 | 11/2016 |
| Unemployed | Westport | CT | 06/2016 | 09/2016 |
| Wells Fargo Clearing Services, Llc | Boston | MA | 11/2016 | 09/2019 |
| Oppenheimer & Co, Inc | New York | NY | 09/2019 | Present |
ALEXIS LEVAN LLC 1-2 HOURS/WEEK. NOT INVESTMENT RELATED. WIFE'S BRIDAL BUSINESS-I HELP WITH FINANCE & BOOKKEEPING. LOCATED AT MY PERSONAL RESIDENCE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-24 |
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