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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-04-15 |
| NJ | RA | APPROVED | 2017-10-20 |
Branch Locations
399 Park Avenue 12Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uovo | Long Island City | NY | 06/2016 | 04/2017 |
| Unemployed | New York | NY | 04/2017 | 07/2017 |
| Morgan Stanley | New York | NY | 08/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 10/2017 | Present |
1. *455845- Arts Funders Forum; Investment related No; Miami, Florida; Non-Profit; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 2; After business hours: 2; Marketing, Business Development/Growth, Labor/Service *477270- Professional Advisors to the International Art Market; Investment related No; New York, New York; Art/Culture; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 2; Business Development/Growth, Administrative, Marketing *546080 - Protocinema; Investment related No; New York, New York; Art/Culture; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 04/2023 ; During business hours: 0; After business hours: 2; Business Development/Growth.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-28 |
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