Jeremy Allen Truong

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 07/2017
  Morgan Stanley
  Brea, CA
• 05/2016 → 07/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2017 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Norco, CA
• 09/2017 → 05/2019
  Bank Of America, N.A.
  Norco, CA
• 05/2019 → 10/2019
  Unemployed
  Riverside, CA
• 10/2019 → 07/2021
  Waddell & Reed Inc
  Brea, CA
• 10/2019 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Riverside, CA
• 07/2021 → Present
  Lpl Financial Llc
  Brea, CA

Previous Registrations

• 2019-10-29 → 2021-07-21
  Waddell & Reed
  Las Vegas, NV
  Brea, CA
• 2017-09-19 → 2019-05-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Eastvale, CA
  Norco, CA
• 2016-04-28 → 2017-07-31
  Morgan Stanley
  Brea, CA
• 2016-01-01 → 2016-07-11
  Waddell & Reed
  Brea, CA

Other Businesses

11/2021 - Non-Variable Insurance - Jeremy Truong - Investment Related - Brea, CA

Exams

• S66 Uniform Combined State Law Examination
  2015-11-14

Other Names

• Jeremy A Truong
• Jeremy Allen Truong
• Jeremy Truong
• Truong Allen Allen