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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-02
NC RA APPROVED 2011-11-18
  • TX RA
    APPROVED_RES
    Since 2014-06-02
  • NC RA
    APPROVED
    Since 2011-11-18

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Raleigh NC 07/2011 Present
Bank Of America, N.A. Raleigh NC 01/2012 Present
  • 07/2011 → Present
    Merrill Lynch
    Raleigh, NC
  • 01/2012 → Present
    Bank Of America, N.A.
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-16
  • S66 Uniform Combined State Law Examination
    2011-11-16
Other Names
  • Sean Michael Gyger

View on SEC IAPD

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