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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-16 |
Branch Locations
5151 San Felipe St Ste 2100, Houston, TX 77056-3727 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 06/2016 | 09/2022 |
| Bank Of America, N.A. | Houston | TX | 06/2016 | 09/2022 |
| Ameriprise Financial Services | Houston | TX | 09/2022 | 09/2022 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Houston | TX | 09/2022 | Present |
Real Estate Ownership; Single Family; 1326 Prince St, , Houston, TX, 77008; Investment-Related; 08/01/2012 / Single Family; 941 Wakefield Dr, , Houston, TX, 77018; Investment-Related; 04/14/2023 / Single Family; 1303A East 27th St, , Houston, TX, 77009; Not Investment-Related; 08/01/2023.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-07 |
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