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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-16
  • TX RA
    APPROVED
    Since 2022-09-16

Branch Locations

5151 San Felipe St Ste 2100, Houston, TX 77056-3727 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 06/2016 09/2022
Bank Of America, N.A. Houston TX 06/2016 09/2022
Ameriprise Financial Services Houston TX 09/2022 09/2022
Ameriprise Financial Services, Llc Houston TX 03/2020 03/2020
Ameriprise Financial Services, Llc. Houston TX 09/2022 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 1326 Prince St, , Houston, TX, 77008; Investment-Related; 08/01/2012 / Single Family; 941 Wakefield Dr, , Houston, TX, 77018; Investment-Related; 04/14/2023 / Single Family; 1303A East 27th St, , Houston, TX, 77009; Not Investment-Related; 08/01/2023.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-06
S63 Uniform Securities Agent State Law Examination 2000-07-07
  • S66 Uniform Combined State Law Examination
    2002-02-06
  • S63 Uniform Securities Agent State Law Examination
    2000-07-07
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Houston, TX

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