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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-15 |
| CT | RA | APPROVED | 2024-11-11 |
| NY | RA | APPROVED | 2024-11-11 |
Branch Locations
750 Seventh Avenue, New York, NY 10019 • United States
2000 Westchester Avenue, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Empirical Research Partners Llc | New York | NY | 07/2011 | 05/2019 |
| Morgan Stanley | New York | NY | 08/2024 | Present |
| Ajp Capital Management, Llc | New York | NY | 06/2019 | 05/2022 |
| Remote Technology Services, Inc (Game Of Trades) | San Francisco | CA | 05/2022 | 03/2024 |
| Unemployed | San Diego | CA | 04/2024 | 07/2024 |
| Morgan Stanley & Co. Llc | New York | NY | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-26 |
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