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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-04-12 |
Branch Locations
608 S Washington St, Ste 304, Naperville, IL 60540 • United States
525 Tyler Rd Suite T, St. Charles, IL 60174 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-26 |
| IL | RA | APPROVED | 2012-01-11 |
Branch Locations
608 S. Washington Suite 304, Naperville, IL 60540 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adjunct & Accounting Instructor | South Elgin | IL | 06/2004 | 10/2018 |
| Total Clarity Wealth Management, Inc. | Naperville | NY | 01/2012 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 10/2018 |
| Lpl Financial, Llc | Naperville | IL | 10/2018 | Present |
1. 01/01/2013 - AMERICAN CAPITAL MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 0%/ NAPERVILLE, IL 2. 01/10/2012 - MICHAEL WALSCHOT/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED / 0%/ NAPERVILLE, IL 3. 01/01/2012 - CONTINENTAL-ILLINOIS CAPITAL MANAGEMENT, LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 1%/ SOUTH ELGIN, IL. 4. 10/3/2018 - TOTAL CLARITY WEALTH MANAGEMENT, INC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 1/3/2012 - 140 Hours Per Month/140 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through, an independent investment advisor firm. I started this business activity in 8/2018. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 02/28/2019 - American Capital Tax Preparation and Accounting - Investment related - At reported business location(s) - Tax Prep/Accounting/CPA - start date:02/25/2019 - 30 hrs/mo - 5 hours during trading. 6. 5/20/2020 - MDubya's Financial Services - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-30 |
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