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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-04-12
  • IL RA
    APPROVED
    Since 2022-04-12

Branch Locations

608 S Washington St, Ste 304, Naperville, IL 60540 • United States

Total Clarity Wealth Management, Inc

525 Tyler Rd Suite T, St. Charles, IL 60174 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-26
IL RA APPROVED 2012-01-11
  • TX RA
    APPROVED_RES
    Since 2018-06-26
  • IL RA
    APPROVED
    Since 2012-01-11

Branch Locations

608 S. Washington Suite 304, Naperville, IL 60540 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adjunct & Accounting Instructor South Elgin IL 06/2004 10/2018
Total Clarity Wealth Management, Inc. Naperville NY 01/2012 Present
Cetera Advisor Networks Llc El Segundo CA 01/2013 10/2018
Lpl Financial, Llc Naperville IL 10/2018 Present
Other Businesses

1. 01/01/2013 - AMERICAN CAPITAL MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 0%/ NAPERVILLE, IL 2. 01/10/2012 - MICHAEL WALSCHOT/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED / 0%/ NAPERVILLE, IL 3. 01/01/2012 - CONTINENTAL-ILLINOIS CAPITAL MANAGEMENT, LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 1%/ SOUTH ELGIN, IL. 4. 10/3/2018 - TOTAL CLARITY WEALTH MANAGEMENT, INC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 1/3/2012 - 140 Hours Per Month/140 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through, an independent investment advisor firm. I started this business activity in 8/2018. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 02/28/2019 - American Capital Tax Preparation and Accounting - Investment related - At reported business location(s) - Tax Prep/Accounting/CPA - start date:02/25/2019 - 30 hrs/mo - 5 hours during trading. 6. 5/20/2020 - MDubya's Financial Services - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-30
  • S66 Uniform Combined State Law Examination
    2011-12-30
Other Names
  • Michael Walschot

View on SEC IAPD

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