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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-09-12 |
| NJ | RA | APPROVED | 2013-12-23 |
Branch Locations
300 Lighting Way Suite 702, Secaucus, NJ 07094 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors | New York | NY | 11/2011 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 11/2011 | Present |
Lightning Financial LLC, 20% partner/member of LLC, LLC was opened to pay a new NRF Employee, 300 Lighting Way, Suite 702 Secaucus, NJ, 07094, Start Date: 7/14/2026, Not investment related;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-17 |
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