Richard Thomas Cook

Current Employers

Employment History

• 08/2011 → 03/2017
  Metlife Securities Inc
  Newark, DE
• 07/2016 → Present
  Massmutual Life Insurance Co
  Newark, DE
• 03/2017 → Present
  Mml Investors Services, Llc
  Newark, DE

Previous Registrations

• 2013-01-15 → 2017-03-25
  Msi Financial Services, Inc.
  Newark, DE

Other Businesses

(1) NAME: RICHARD T. COOK, JR. INV REL: Y ADDR: 200 CONTINENTAL DR., STE 101 NEWARK DE 19713 NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 03/13/2020 NO HRS/MO: 2 NO. HR/MO DURING SEC TRADING: 2. (2) NAME: SSR FINANCIAL GROUP, LLC INV REL: Y ADD: 200 CONTINENTAL DR., STE 101 NEWARK DE 19713 NATURE: CREATING LLC FOR PAYROLL PURPOSES POSITION: PARTNER / MEMBER 34% START DATE: 05/03/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: CREATION OF LLC TO BE ABLE TO EFFICIENTLY PAY ASSISTANT.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-11
• S63 Uniform Securities Agent State Law Examination
  2012-01-03

Designations

Other Names

• Richard Cook