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Aaron Joel Fiero

Morgan Stanley

Sandy, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-03-17
TX RA APPROVED 2023-03-16
  • UT RA
    APPROVED
    Since 2023-03-17
  • TX RA
    APPROVED
    Since 2023-03-16

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 05/2016 01/2017
E*Trade Capital Management Llc Sandy UT 05/2016 01/2017
E*Trade Securities Llc Sandy UT 01/2017 Present
E*Trade Capital Management Llc Sandy UT 01/2017 Present
Morgan Stanley Sandy UT 12/2022 Present
Morgan Stanley Private Bank, N.A New York NY 02/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
  • 05/2016 → 01/2017
    E*Trade Securities Llc
    Sandy, UT
  • 05/2016 → 01/2017
    E*Trade Capital Management Llc
    Sandy, UT
  • 01/2017 → Present
    E*Trade Securities Llc
    Sandy, UT
  • 01/2017 → Present
    E*Trade Capital Management Llc
    Sandy, UT
  • 12/2022 → Present
    Morgan Stanley
    Sandy, UT
  • 02/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 09/2023 → Present
    Morgan Stanley
    Sandy, UT
Previous Registrations
  • 2016-06-15 → 2023-09-05
    Harrisdirect Llc
    Sandy, UT
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-14
S63 Uniform Securities Agent State Law Examination 2011-10-07
  • S66 Uniform Combined State Law Examination
    2016-06-14
  • S63 Uniform Securities Agent State Law Examination
    2011-10-07

View on SEC IAPD

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Other Investors

BRIAN SCOTT URIE
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BENJAMIN PASEE AHYOU
JODI LEE VAWDREY
DAVID FRANKLIN DODDS
KEITH CRAIG CRANDALL
JUSTIN WARREN LUETTGERODT
CHRISTOPHER LYNN COOK

Other Offices

LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
CETERA INVESTMENT ADVISERS LLC · SANDY, UT
ACLAIME ASSET MANAGEMENT, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT
DIVERSIFY ADVISORY SERVICES, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT

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