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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | New York | NY | 09/2015 | 04/2019 |
| Wells Fargo Clearing Services, Llc | New York | NY | 01/2018 | 04/2019 |
| Td Ameritrade, Inc. | Southlake | TX | 06/2019 | 10/2020 |
| Robinhood Financial, Llc | Westlake | TX | 10/2020 | 04/2022 |
| Robinhood, Inc. | Westlake | TX | 10/2020 | 05/2022 |
| J.P. Morgan Chase Bank, N.A. | Plano | TX | 07/2022 | 07/2025 |
| J.P. Morgan Securities, Llc | Plano | TX | 07/2022 | 07/2025 |
| The Vanguard Group, Inc. | Plano | TX | 07/2025 | Present |
| Vanguard Marketing Corporation | Plano | TX | 07/2025 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 07/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-12 |
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