Duy H Le

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-12-11
CA	RA	APPROVED	2025-12-08
TX	RA	APPROVED	2025-12-05

Branch Locations

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	Shrewsbury	NJ	04/2014	12/2024
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	12/2024
Fountainhead Advisors	Warren	NJ	12/2024	12/2025
Lido Advisors, Llc	Los Angeles	CA	12/2025	Present

04/2014 → 12/2024

Morgan Stanley

Shrewsbury, NJ
01/2015 → 12/2024

Morgan Stanley Private Bank, National Association

New York, NY
12/2024 → 12/2025

Fountainhead Advisors

Warren, NJ
12/2025 → Present

Lido Advisors, Llc

Los Angeles, CA

2024-12-19 → 2026-01-08

Fountainhead Advisors

Warren, NJ
2014-05-02 → 2024-12-19

Morgan Stanley

Shrewsbury, NJ

Lawrenceville, NJ
2011-02-04 → 2014-04-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ

Co-owner of rental property in Garden Grove, CA since 01/2025. Passive investment, zero hours devoted per month.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-01-30
S63	Uniform Securities Agent State Law Examination	2000-06-03

Other Firms