James M Rankowitz

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 11/2016
  Wells Fargo Advisors Llc
  White Plains, NY
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  White Plains, NY

Other Businesses

US SIF; INV RELATED; WASHINGTON, DC; FINANCIAL ADVISORY COMMITTEE MEMBER; 05/2025; 2 HOURS PER MONTH; NO HOURS DURING TRADING; PROMOTE USE OF SUSTAINABLE INVESTMENTS

Exams

• S66 Uniform Combined State Law Examination
  2011-09-30

Designations

• Certified Financial Planner

Other Names

• Jim Rankowitz