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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-11-14 |
| RI | RA | APPROVED | 2024-11-14 |
| SC | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Columbia | SC | 07/2011 | Present |
| Pruco Securities, Llc. | Columbia | SC | 07/2011 | 11/2024 |
| Lpl Enterprise, Llc | Columbia | SC | 11/2024 | Present |
1) 02/17/2025-Dempster Financial Partners-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 04/04/2022-140 hrs/mth-130hrs/mth during trading 2) 02/21/2025-Dempster & Floyd Financial Partners-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 04/04/2022-140 hrs/mth-104hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-18 |
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