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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-08-13 |
| TX | RA | APPROVED | 2025-11-14 |
| MN | RA | APPROVED | 2013-12-09 |
Branch Locations
635 Bielenberg Drive Suite 210, Woodbury, MN 55125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc | Minneapolis | MN | 09/2002 | 06/2023 |
| Focus Financial Network, Inc. | Minneapolis | MN | 09/2002 | Present |
| Osaic Wealth, Inc. | Minneapolis | MN | 06/2023 | Present |
1. FOCUS FINANCIAL NETWORK, INC., SALES OF FIXED INSURANCE PRODUCTS & INVESTMENT ADVISORY ACTIVITY (30 HRS/WEEK) 635 BIELENBERG DRIVE, SUITE 245, WOODBURY, MN 55125,START DATE: SEPT 2002 2. FOCUS FINANCIAL NETWORK, INC. POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2002 ADDRESS: 635 Bielenberg Drivej, Suite 210, Woodbury MN 55125, United States DESCRIPTION: sale & service of fixed insurance products 3. RENTAL PROPERTY POSITION: Owner NATURE: The address listed is a second property. The property is enrolled in a turnkey rental program managed by the Oconee Golf Company, LLC. This company manages the property, including booking and operations. No action is required on my part. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 1011 Starboard Drive, Greensboro GA 30642, United States DESCRIPTION: None. Property manager handles 100% of the rental activities. 4. FOCUS FINANCIAL NETWORK, INC. POSITION: Board Chair NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/01/2023 ADDRESS: 635 Bielenberg Drive, Suite 210, Woodbury MN 55125, United States DESCRIPTION: Organize, lead, and attend Board meetings. 5. FOCUS FINANCIAL NETWORK, INC. POSITION: Investment Advisory Representative NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2003 ADDRESS: 635 Bielenberg Drive, Suite 210, Woodbury MN 55125, United States DESCRIPTION: Certified Financial Planner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-22 |
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