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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-29
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2015-11-06
  • TX RA
    APPROVED_RES
    Since 2021-07-29
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2015-11-06

Branch Locations

302 E. Broad St, Westfield , NJ 07090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Brooklyn NY 05/2016 01/2017
Jp Morgan Chase Bank, N.A. Staten Island NJ 01/2017 06/2021
J.P. Morgan Securities Llc Staten Island NJ 01/2017 06/2021
Jpmorgan Chase Bank, N.A. New York NY 06/2021 Present
J.P. Morgan Securities Llc New York NY 06/2021 Present
  • 05/2016 → 01/2017
    Jp Morgan Chase Bank, N.A.
    Brooklyn, NY
  • 01/2017 → 06/2021
    Jp Morgan Chase Bank, N.A.
    Staten Island, NJ
  • 01/2017 → 06/2021
    Staten Island, NJ
  • 06/2021 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2021 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-29
S63 Uniform Securities Agent State Law Examination 2011-08-22
  • S66 Uniform Combined State Law Examination
    2015-10-29
  • S63 Uniform Securities Agent State Law Examination
    2011-08-22
Other Names
  • Joanna M Pellecchia

View on SEC IAPD

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