Pooran Sharma

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Current Employers

Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-07-17

NY RA
APPROVED

Since 2024-07-17

Branch Locations

660 Fifth Avenue Floor 25 & 26, New York, NY 10103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Epoch Investment Partners	New York	NY	03/2016	02/2018
Stephens Inc.	New York	NY	02/2018	02/2020
Stephens Inc.	New York	NY	02/2020	06/2021
Icr	New York City	NY	06/2021	05/2024
Stephens Inc	New York City	NY	05/2024	Present

03/2016 → 02/2018

Epoch Investment Partners

New York, NY
02/2018 → 02/2020

Stephens Inc.

New York, NY
02/2020 → 06/2021

Stephens Inc.

New York, NY
06/2021 → 05/2024

Icr

New York City, NY
05/2024 → Present

Stephens Inc

New York City, NY

Previous Registrations

2019-05-13 → 2021-07-09

Stephens

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-07-11

S63 Uniform Securities Agent State Law Examination

2024-07-11

Designations

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP

P2 CAPITAL PARTNERS, LLC

KINYAN CAPITAL MANAGEMENT LLC

BRIGHTSPIRE CAPITAL ADVISORS, LLC

ACORN ADVISORY CAPITAL, L.P.

COMPASS GROUP LLC

CRESTVIEW PARTNERS

LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY

STEPHANIE LYNN FAGENSON

Logan Stephen Michals

JONATHAN HARRY SIEGEL

HAL WILLIAM BROWN

RICCARDO MARIA RAINIERI

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

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