Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-04-01 |
Branch Locations
5435 Bull Valley Rd Suite 100, Mchenry, IL 60050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Integrity Financial Professionals, Inc. | Mchenry | IL | 06/2023 | Present |
| Village Of Round Lake Beach | Round Lake Beach | IL | 03/2012 | 06/2021 |
| Cetera Advisor Networks | El Segundo | CA | 07/2021 | 06/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2024 | Present |
1. NAME OF OTHER BUSINESS: NOTARY PUBLIC SERVICE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADMINISTRATIVE SUPPORT INCLUDING FORM CREATION, ANSWERING PHONES, FILING, ETC. PROVIDE NOTARY PUBLIC SERVICES TO CLIENTS, PROSPECTS, FAMILY OR FRIENDS IF NEEDED. POSITION/TITLE/RELATIONSHIP: NON-REGISTERED OFFICE ASSISTANT TO VICKI NIELSEN START DATE: 12/2021 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDE NOTARY PUBLIC SERVICE TO CLIENTS, PROSPECTS, FAMILY OR FRIENDS; 2. NAME OF OTHER BUSINESS: INTEGRITY FINANCIAL PROFESSIONALS, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INVESTMENT ADVISING AND FIXED INSURANCE PRODUCTS POSITION/TITLE/RELATIONSHIP: CURRENTLY IT IS NON-REGISTERED OFFICE ASSISTANT TO VICKI NIELSEN, BUT WILL CHANGE TO REGISTERED OFFICE ASSISTANT TO VICKI NIELSEN START DATE: 7/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT INCLUDING FORM CREATION, ANSWERING PHONES, FILING, ETC.; 3. NAME OF OTHER BUSINESS: WINGS; INVESTMENT RELATED: NO; ADDRESS: 1307 N GREEN ST, MCHENRY, IL 60050; NATURE OF BUSINESS: BOARD; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: VOLUNTEER COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP PLAN MEETING TOPICS AND FACILITATE MEETINGS AS REQUIRED 4. NAME OF OTHER BUSINESS: MCHENRY CHAMBER OF COMERCE; INVESTMENT RELATED: NO; ADDRESS: 1307 N GREEN ST, MCHENRY, IL 60050; NATURE OF BUSINESS: BOARD; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: AMBASSADOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST NEW MCHENRY CHAMBER MEMBERS WITH NAVIGATING THEIR NEW RELATIONSHIP AND MEMBERSHIP WITH THE CHAMBER; 5. NAME OF OTHER BUSINESS: BUSINESS BEFORE BREAKFAST - A FOX VALLEY NETWORKING GROUP, INVESTMENT RELATED: NO, ADDRESS: 765 DUFFY DRIVE, CRYSTAL LAKE, IL 60014,, NATURE OF BUSINESS: NETWORKING, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: .5, BRIEF DESCRIPTION OF DUTIES: SUPPORTING ROLE TO THE PRESIDENT AND STEPS IN WHEN THE PRESIDENT IS UNAVAILABLE, PROVIDES AN ICEBREAKER AT EACH MEETING AND OVERSEES SPECIFIC PROJECTS OR INITIATIVES AS DELEGATED.;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-07 |
Reach out to this advisor