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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-28 |
| IL | RA | APPROVED | 2025-06-20 |
Branch Locations
4310 W. Crystal Lake Road Ste H, Mchenry, IL 60050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T-Mobile | Mchenry | IL | 09/2023 | Present |
| Home Depot | Mchenry | IL | 06/2022 | 09/2023 |
| Subway | Normal | IL | 05/2020 | 01/2021 |
| Illinois State University | Normal | IL | 08/2019 | 12/2020 |
| Panera Bread | Mchenry | IL | 10/2016 | 10/2018 |
| Mchenry East Campus High School | Mchenry | IL | 12/2014 | 06/2019 |
| Woodmans | Lakemoor | IL | 03/2021 | 05/2022 |
| Mchenry Financial | Mchenry | IL | 01/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2025 | Present |
| Batt Financial Group Inc. | Mchenry | IL | 10/2025 | Present |
1. Name of other business: T-Mobile Investment related: No Address: 2447 N Richmond Rd. McHenry, IL, 60050 Nature of business: Retail Phone Sales Start Date: 10/2023 Apx number of hours per week:8 Apx number of hours during trading hours:0 Position/title/relationship: Associate Manager Brief description of duties: Phone Service Sales 2. Name of other business: McHenry Financial Investment related: Yes Address: Same as registered location Nature of business: DBA - branding team name Start date: 01/2025 Position/title/relationship: Financial Professional Apx number of hours per week: 40 Apx number of hours during trading hours: 40 Brief description of duties: Providing financial services to clients 3. NAME OF OTHER BUSINESS: BATT FINANCIAL GROUP INC.; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 3, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-18 |
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