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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2012-11-12 |
Branch Locations
4314 W Crystal Lake Rd. Ste F, Mchenry, IL 60050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Crystal Lake | IL | 11/2012 | Present |
1) 06/25/2013 - NOTARY - NOTARY PUBLIC STAMP - 1% OF TIME SPENT - CRYSTAL LAKE, IL 2) 08/10/2021 - Hebron Township - Not Investment Related - 10206 Seaman Rd., Hebron, IL 60034 - Outside/W-2 Employment - Start Date: 08/17/2021 - 15 Hours Per Month/0 Hours During Securities Trading - Assisting my Village Accessor with field inspections & measuring of lot size, building sketch if the property is improved, and descriptions of the improvements. 3) 12/29/2021 - 5 Oaks Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2022 - 180 Hours Per Month/130 Hours During Securities Trading. 4) 01/14/2022 - L L Micklevitz, Inc. - Not Investment Related - At Reported Business Location(s) and Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 01/01/2022 - 240 Hours Per Month/180 Hours During Securities Trading 5) 06/30/2023 - 4 Oaks Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2012 - 1 Hour Per Month/ 1 Hour During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-16 |
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