Jefferson F Batt

Current Employers

Employment History

• 07/2002 → Present
  Aflac
  Arlington Heights, IL
• 09/2014 → 06/2021
  Voya Financial Advisors
  Spring Grove, IL
• 01/2013 → Present
  Batt Financial Group, Inc.
  Mchenry, IL
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-02-04 → 2021-06-09
  Voya Financial Advisors, Inc.
  Naperville, IL
  Spring Grove, IL
  Brooklyn Park, MN
  Windsor, CT
• 2007-10-30 → 2010-02-05
  Principal Securities, Inc.
  Mchenry, IL

Other Businesses

1) NAME OF ENTITY: BATT FINANCIAL GROUP, INC. ALSO DBA MCHENRY FIANCIAL; YES; 2900 SAME AS REGISTERED LOCATION; FINANCIAL SERVICES/DBA; PRESIDENT; 4/1/2012; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS; 2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; SAME AS REGISTERED LOCATION; 60081; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/3/2010; 20; 20; SALES OF FIXED INSURANCE PRODUCTS; 3) NAME OF ENTITY: INCUBATOREDU; NO; 333 S GREEN ST; MCHENRY; IL; 60050; CHARITABLE ORGANIZATION; BOARD OF ADVISORS MEMBER; 7/1/2018; 2; 2; THE BOARD OF DIRECTORS/ADVISORS (AKA THE BOARD) IS A GROUP OF VOLUNTEER BUSINESS PROFESSIONALS AND ENTREPRENEURS WHO OFFER STRATEGIC DIRECTION TO STUDENT TEAMS. THESE VOLUNTEERS WILL BE IN THE CLASSROOM TWO TIMES IN THE SCHOOL YEAR: MVP PITCH AND FINAL PITCH (ACADEMIC AND LIVE COMPETITION); 4) NAME OF OTHER BUSINESS: JEFFERSON & CAROLE BATT; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: PROPERTY OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OFFICE SPACE RENTAL; 5) NAME OF OTHER BUSINESS: AMAZON KDP INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOOK PUBLISHING START DATE: 6/15/2026 POSITION/TITLE/RELATIONSHIP: AUTHOR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PUBLISH A BOOK.

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-10-03
• S65 Uniform Investment Adviser Law Examination
  1996-08-26

Designations

Other Names

• Jeff Batt