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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-10-17
AL RA APPROVED 2018-08-22
TX RA APPROVED 2018-08-22
  • FL RA
    APPROVED
    Since 2019-10-17
  • AL RA
    APPROVED
    Since 2018-08-22
  • TX RA
    APPROVED
    Since 2018-08-22

Branch Locations

3514 Montlimar Plaza Dr, Mobile, AL 36609 • United States

2803 E Cervantes St Ste B, Pensacola, FL 32503-6390 • United States

5236 Willing St, Milton, FL 32570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mobile AL 01/2018 03/2020
Arcelormittal Usa Chicago IL 06/2015 12/2017
Ameriprise Financial Services, Llc Mobile AL 03/2020 Present
  • 01/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Mobile, AL
  • 06/2015 → 12/2017
    Arcelormittal Usa
    Chicago, IL
  • 03/2020 → Present
    Mobile, AL
Other Businesses

Board of Directors; Animal Rescue Foundation Board; Board Member; PO Box 851752, , Mobile, AL, 36685; Not Investment-Related; 01/28/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Long Run Operations, LLC; Co-owner; Manage advisory business; 3514 Montlimar Plaza Drive, , Mobile, AL, 36609; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-28
  • S66 Uniform Combined State Law Examination
    2018-06-28
Other Names
  • Calley Consuela Coldsmith

View on SEC IAPD

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