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Mai Thang

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2020-07-09
NJ RA APPROVED 2018-04-02
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2020-07-09
  • NJ RA
    APPROVED
    Since 2018-04-02

Branch Locations

471 W. 42Nd Street, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 12/2010 Present
J.P. Morgan Securities Llc New York NY 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-23
S63 Uniform Securities Agent State Law Examination 2012-10-25
  • S66 Uniform Combined State Law Examination
    2018-03-23
  • S63 Uniform Securities Agent State Law Examination
    2012-10-25
Other Names
  • Mai Thang
  • Mai S Thang
  • Mai S Thang
  • Mai Sei Thang

View on SEC IAPD

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