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Daniel Bryan Rohlfing

Lantz Financial LLC

Naperville, IL

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Current Employers
Lantz Financial Llc

1733 Park Street Suite 350, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-10
IL RA APPROVED 2018-09-24
  • TX RA
    APPROVED
    Since 2019-12-10
  • IL RA
    APPROVED
    Since 2018-09-24

Branch Locations

1733 Park Street Suite 350, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Naperville IL 07/2006 10/2017
Lantz Financial, Llc Naperville IL 05/2017 Present
Private Client Services Naperville IL 10/2018 07/2022
  • 07/2006 → 10/2017
    Wells Fargo Advisors
    Naperville, IL
  • 05/2017 → Present
    Lantz Financial, Llc
    Naperville, IL
  • 10/2018 → 07/2022
    Private Client Services
    Naperville, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-15
  • S66 Uniform Combined State Law Examination
    2006-09-15
Designations
Other Names
  • Daniel B Rohlfing
  • Dan Rohlfing

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
BENJAMIN F. EDWARDS & COMPANY, INC. · Naperville, IL
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