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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-24 |
| CO | RA | APPROVED | 2020-11-02 |
Branch Locations
102 South Tejon Suite 460, Colorado Springs, CO 80903-2278 • United States
Colorado Springs, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Englewood | CO | 05/2015 | 11/2018 |
| Rbc Capital Markets, Llc | Colorado Springs | CO | 11/2020 | Present |
| Self Employed | Colorado Springs | CO | 11/2018 | 03/2020 |
| Unemployed | Colorado Springs | CO | 03/2020 | 11/2020 |
| City National Bank | Colorado Springs | CO | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-04 |
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