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Andrew John Nixon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Glen Allen, VA

Richmond, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-12
VA RA APPROVED 2018-07-05
  • TX RA
    APPROVED
    Since 2018-10-12
  • VA RA
    APPROVED
    Since 2018-07-05

Branch Locations

3901 Stillman Pkwy, Glen Allen, VA 23060 • United States

11681 W Broad St, Richmond, VA 23233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 04/2018 Present
Bank Of America, N.A. Richmond VA 04/2018 Present
Bb&T Richmond VA 12/2015 11/2017
Unemployed Richmond VA 12/2017 03/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-03
  • S66 Uniform Combined State Law Examination
    2018-07-03
Other Names
  • Andrew Nixon
  • Andrew John Nixon

View on SEC IAPD

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