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Jung M Kim

Wells Fargo Clearing Services, LLC

Fort Lee, NJ

Short Hills, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-01
NJ RA APPROVED 2024-07-31
TX RA APPROVED 2024-07-31
  • NY RA
    APPROVED
    Since 2024-08-01
  • NJ RA
    APPROVED
    Since 2024-07-31
  • TX RA
    APPROVED
    Since 2024-07-31

Branch Locations

2011 Lemoine Ave, Fort Lee, NJ 07024 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Northvale NJ 10/2012 07/2024
Jp Morgan Chase Bank, N.A. Palisades Park NJ 01/2018 07/2024
Wells Fargo Clearing Services, Llc Summit NJ 07/2024 Present
Previous Registrations
  • 2015-08-06 → 2024-08-01
    J.P. Morgan Securities Llc
    Northvale, NJ
    Ridgefield, NJ
    Fairview, NJ
    Secaucus, NJ
    Secaucus, NJ
    Palisades Park, NJ
    Edgewater, NJ
    Rolling Hills Estates, CA
Other Businesses

RENTAL PROPERTY; INV. RELATED; WAYNE, NJ; 100% OWNERSHIP; START DATE 6/1/2019; 1 HOUR PER MONTH; 0 HOURS DURING BUSINESS; DUTIES: LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-31
S63 Uniform Securities Agent State Law Examination 2011-08-23
  • S66 Uniform Combined State Law Examination
    2015-07-31
  • S63 Uniform Securities Agent State Law Examination
    2011-08-23
Other Names
  • Jung Min Kim
  • John Kim
  • Jung M Kim

View on SEC IAPD

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Other Investors

ISAIAH N JOHNSON
AROLDO BALBINO
Souman Das
Frances Jung
PENELOPE VILLALONA BRITO
MICHAEL O'HEA
Nicolas N Talent
Alvaro Veloso Cabral

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Fort Lee, NJ
CITIGROUP GLOBAL MARKETS INC. · Fort Lee, NJ
CITIGROUP GLOBAL MARKETS INC. · Fort Lee, NJ
CITIGROUP GLOBAL MARKETS INC. · Fort Lee, NJ
CITIGROUP GLOBAL MARKETS INC. · Fort Lee, NJ
CETERA INVESTMENT ADVISERS LLC · FORT LEE, NJ
J.P. MORGAN SECURITIES LLC · FORT LEE, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT LEE, NJ

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