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John W Mishima

J.P. Morgan Securities LLC

Diamond Bar, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-04
CA RA APPROVED 2014-06-30
  • TX RA
    APPROVED_RES
    Since 2024-01-04
  • CA RA
    APPROVED
    Since 2014-06-30

Branch Locations

1100 S. Diamond Bar Blvd, Diamond Bar, CA 91765 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Diamond Bar CA 10/2012 Present
Jpmorgan Chase Bank, N.A. Diamond Bar CA 09/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-27
S63 Uniform Securities Agent State Law Examination 2011-08-22
  • S66 Uniform Combined State Law Examination
    2014-06-27
  • S63 Uniform Securities Agent State Law Examination
    2011-08-22
Other Names
  • John W Mishima
  • John William Mishima

View on SEC IAPD

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