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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-02 |
Branch Locations
372 South Rosemary Avenue Suite 102, West Palm Beach, FL 33401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services | Nashville | TN | 12/2014 | 06/2017 |
| Raymond James Financial Services, Inc. | Mt. Laurel | NJ | 07/2017 | 08/2021 |
| Fulton Bank | Mt. Laurel | NJ | 07/2017 | 08/2021 |
| Raymond James Financial Services Advisors Inc. | Mount Laurel | NJ | 08/2017 | 08/2021 |
| Valley Financial Management Inc | West Palm Beach | FL | 08/2025 | 12/2025 |
| Valley National Bank | West Palm Beach | FL | 08/2025 | 12/2025 |
| Pnc Private Bank | Palm City | FL | 09/2021 | 08/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 01/2026 | Present |
| Cetera Investment Advisers Llc | West Palm Beach | FL | 01/2026 | Present |
| Regions Bank | West Palm Beach | FL | 12/2025 | Present |
1. REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS. 2. BOARDMEMBER FOR SAFESPACE, DOMETIC VIOLENCE NON-PROFIT, 2/HRS/WK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-02 |
| S65 | Uniform Investment Adviser Law Examination | 2013-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-23 |
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