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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-04-03
  • WI RA
    APPROVED
    Since 2026-04-03

Branch Locations

13230 Watertown Plank Rd, Elm Grove, WI 53122 • United States

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Elm Grove WI 10/2011 09/2019
Thrivent Financial For Lutherans Appleton WI 04/2012 09/2019
Thrivent Advisor Network, Llc Elm Grove WI 09/2019 08/2021
Vantage Financial Partners, Llc Cincinnati OH 08/2021 04/2026
Northrock Partners Elm Grove WI 04/2026 Present
Previous Registrations
Other Businesses

If You Build It LLC; Investment related; 13230 Watertown Plank Rd Elm Grove, WI 53122; Own office buildings that Vantage rents for RIA business; 30% owner; 2/2021 start date; 2% of time devoted to other business; 0 hours during trading hours; passive investment. VF Enterprise LLC; Investment related; 13230 Watertown Plank Rd Elm Grove, WI 53122; Own office buildings that Vantage rents for RIA business; 25% owner; 2/2021 start date; 2% of time devoted to other business; 0 hours during trading hours; passive investment. VF Tax Service LLC; Investment related; 13230 Watertown Plank Rd Elm Grove, WI 53122; Provides tax preparation services; 25% owner; 1/2023 start date; 5 hours/month devoted to other business; 2-5 hours during trading hours VF Ventures LLC; Investment related; 1712 Dakota Ave S, Huron SD 57350; Provides tax preparation services; 25% owner; 4/2023 start date;15 hours/month devoted to other business; 2-5 hours during trading hours AM Investor Group; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment-related; Since 2025; Owner; Investor in AI firm developing agentic based services; 4 hours/month devoted to other business; 0 hours during trading hours. VF Veridian; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment-related; Since 2025; Owner; Investment LLC into a construction company; 0 hours/month devoted to other business; 0 hours during trading hours. VG Ventures LLC; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment-related; Since 2021; Member owner; Owns mortgage on real estate building; 1 hour/month devoted to other business; 0 hours during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-09
  • S66 Uniform Combined State Law Examination
    2011-12-09

View on SEC IAPD

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