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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-05
MN RA APPROVED 2024-07-16
DC RA APPROVED 2023-05-08
NC RA APPROVED 2023-03-01
GA RA APPROVED 2023-01-30
CT RA APPROVED 2023-01-27
CO RA APPROVED 2022-05-17
TX RA APPROVED_RES 2021-08-31
NY RA APPROVED 2021-04-16
AZ RA APPROVED 2021-04-06
FL RA APPROVED 2021-02-19
MA RA APPROVED 2021-01-22
AL RA APPROVED 2021-01-12
PA RA APPROVED 2020-07-15
MD RA APPROVED 2020-02-20
VA RA APPROVED 2020-01-29
NJ RA APPROVED 2018-08-29
CA RA APPROVED 2018-08-28
  • IL RA
    APPROVED
    Since 2026-08-05
  • MN RA
    APPROVED
    Since 2024-07-16
  • DC RA
    APPROVED
    Since 2023-05-08
  • NC RA
    APPROVED
    Since 2023-03-01
  • GA RA
    APPROVED
    Since 2023-01-30
  • CT RA
    APPROVED
    Since 2023-01-27
  • CO RA
    APPROVED
    Since 2022-05-17
  • TX RA
    APPROVED_RES
    Since 2021-08-31
  • NY RA
    APPROVED
    Since 2021-04-16
  • AZ RA
    APPROVED
    Since 2021-04-06
  • FL RA
    APPROVED
    Since 2021-02-19
  • MA RA
    APPROVED
    Since 2021-01-22
  • AL RA
    APPROVED
    Since 2021-01-12
  • PA RA
    APPROVED
    Since 2020-07-15
  • MD RA
    APPROVED
    Since 2020-02-20
  • VA RA
    APPROVED
    Since 2020-01-29
  • NJ RA
    APPROVED
    Since 2018-08-29
  • CA RA
    APPROVED
    Since 2018-08-28

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins New York NY 04/2011 Present
Park Avenue Securities New York NY 05/2014 Present
Guardian Life Insurance Company New York NY 06/2024 Present
Park Avenue Securities New York NY 06/2024 Present
  • 04/2011 → Present
    Guardian Life Ins
    New York, NY
  • 05/2014 → Present
    Park Avenue Securities
    New York, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    New York, NY
  • 06/2024 → Present
    Park Avenue Securities
    New York, NY
Other Businesses

1. Outside lines of insurance that I sell-I sell insurance line outside Guardian , Start: 10/22/2014, Address: 437 Madison Avenue, 29th Floor, NY, NY 10022, 12 total hours per month; 12 during securities trading hours, Investment related, More than 10% annual compensation, 2) Ennoble Wealth, LLC-owner, Nature of Business: DBA Start date: 07/14/2025, Address: 175 W 93rd Street, Apt. 2E NY, NY 10025, Duties: support my business as a Guardian FR, 160 total hours per month; 160 during securities trading hours, Investment related,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-21
S63 Uniform Securities Agent State Law Examination 2014-08-09
  • S65 Uniform Investment Adviser Law Examination
    2018-08-21
  • S63 Uniform Securities Agent State Law Examination
    2014-08-09
Designations

View on SEC IAPD

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