Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-09-20
TX RA APPROVED 2021-09-20
  • AL RA
    APPROVED
    Since 2021-09-20
  • TX RA
    APPROVED
    Since 2021-09-20

Branch Locations

100 Towncenter Blvd. Suite 201, Tuscaloosa, AL 35406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Tuscaloosa AL 02/2013 09/2021
Raymond James Financial Services, Inc. Tuscaloosa AL 09/2021 Present
Raymond James Financial Services Advisors, Inc. Tuscaloosa AL 09/2021 Present
Previous Registrations
Other Businesses

(1)Name of Business: Patrick Hargrove Address: 5730 Savannah Ave, Tuscaloosa , AL, 35406, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/27/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of townhouse. Landlord. (2)Name of Business: Warrior Investment Group LLC Address: 100 Towncenter Blvd., Tuscaloosa, AL, 35406, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/20/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Partner / Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-20
S63 Uniform Securities Agent State Law Examination 2011-12-27
  • S66 Uniform Combined State Law Examination
    2015-04-20
  • S63 Uniform Securities Agent State Law Examination
    2011-12-27
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tuscaloosa, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor