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Jennifer Kim

Equitable Advisors, LLC

La Palma, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

6 Centerpointe Dr. Suite 700, La Palma, CA 90623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 08/2011 10/2020
Cetera Investment Advisers Llc Schaumburg IL 08/2011 10/2020
Kang & Associates Artesia CA 03/2006 01/2018
Avantax Investment Services, Inc. La Habra CA 12/2020 11/2022
Avantax Advisory Services La Habra CA 12/2020 11/2022
Ksga Llp Artesia CA 01/2018 10/2020
Prospera Accountancy Group La Habra CA 12/2021 Present
Equitable Advisors, Llc New York NY 01/2023 Present
  • 08/2011 → 10/2020
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2011 → 10/2020
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 03/2006 → 01/2018
    Kang & Associates
    Artesia, CA
  • 12/2020 → 11/2022
    Avantax Investment Services, Inc.
    La Habra, CA
  • 12/2020 → 11/2022
    Avantax Advisory Services
    La Habra, CA
  • 01/2018 → 10/2020
    Ksga Llp
    Artesia, CA
  • 12/2021 → Present
    Prospera Accountancy Group
    La Habra, CA
  • 01/2023 → Present
    Equitable Advisors, Llc
    New York, NY
Previous Registrations
Other Businesses

Prospera Accountancy Group LLP, Partner, CPA Services - ~30hrs/week - 12/2021 to PRESENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-06
  • S66 Uniform Combined State Law Examination
    2012-10-06
Other Names
  • Jennifer Kim
  • Eun Young Kim
  • Eun Young Kim
  • Eun Young Jennifer Kim
  • Eunyoung Kim

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ASCENDANT CAPITAL MANAGEMENT
EDWARD JONES
J.P. MORGAN SECURITIES LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC

Other Investors

Miguel Sotelo Jaime
CARLOS EDUARDO SALAZAR RAMIREZ
Ken Chi Lee
CHARLES LAWRENCE ARMENDAREZ
RICHARD MOON
Julio Sandoval
Joel Hirchert
Kenneth Mark Whittenbury

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LA PALMA, CA
ASCENDANT CAPITAL MANAGEMENT · LA PALMA, CA
EDWARD JONES · LA PALMA, CA
J.P. MORGAN SECURITIES LLC · BUENA PARK, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Buena Park, CA
WELLS FARGO CLEARING SERVICES, LLC · CERRITOS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · LA PALMA, CA
J.P. MORGAN SECURITIES LLC · CERRITOS, CA

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