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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-01 |
| CA | RA | APPROVED | 2022-10-05 |
Branch Locations
1141 N State College Blvd, Anaheim, CA 92806 • United States
5531 La Palma Ave, La Palma, CA 90623 • United States
9801 Walker St, Cypress, CA 90630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Downey | CA | 08/2015 | 09/2022 |
| Wells Fargo Clearing Services Llc | Downey | CA | 04/2019 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brea | CA | 08/2022 | Present |
| Bank Of America N.A. | Brea | CA | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-15 |
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