Ken Chi Lee

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  La Palma, CA
• 06/2019 → 03/2021
  Chi Hyung Lee
  Anaheim, CA
• 11/2017 → 11/2017
  Us Bank
  Tustin, CA
• 03/2016 → 10/2017
  Bank Of Hope
  Los Angeles, CA
• 09/2018 → 12/2018
  Cerritos College
  Cerritos, CA
• 09/2021 → Present
  Bank Of America, N.A.
  La Palma, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-10-12

Other Names

• Chi Hyung Lee
• Ken Lee