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Ken Chi Lee

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Buena Park, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-15
CA RA APPROVED 2021-10-13
  • TX RA
    APPROVED
    Since 2021-12-15
  • CA RA
    APPROVED
    Since 2021-10-13

Branch Locations

6210 Beach Blvd, Buena Park, CA 90621 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated La Palma CA 12/2017 Present
Chi Hyung Lee Anaheim CA 06/2019 03/2021
Us Bank Tustin CA 11/2017 11/2017
Bank Of Hope Los Angeles CA 03/2016 10/2017
Cerritos College Cerritos CA 09/2018 12/2018
Bank Of America, N.A. La Palma CA 09/2021 Present
  • 12/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    La Palma, CA
  • 06/2019 → 03/2021
    Chi Hyung Lee
    Anaheim, CA
  • 11/2017 → 11/2017
    Us Bank
    Tustin, CA
  • 03/2016 → 10/2017
    Bank Of Hope
    Los Angeles, CA
  • 09/2018 → 12/2018
    Cerritos College
    Cerritos, CA
  • 09/2021 → Present
    Bank Of America, N.A.
    La Palma, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-12
  • S66 Uniform Combined State Law Examination
    2021-10-12
Other Names
  • Chi Hyung Lee
  • Ken Lee

View on SEC IAPD

Other Firms

APIIS WEALTH MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT CORP.
ALLMERITS ASSET, LLC
J.P. MORGAN SECURITIES LLC
U.S. BANCORP ADVISORS, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
ASCENDANT CAPITAL MANAGEMENT
EDWARD JONES

Other Investors

HARINNE LEE KIM
JOHN FRANKLIN WEBB
DAEWOO LEE
Claudia H Song
KYUNG HO CHOE
MATTHEW MINTAE KIM
CHRISTINE H KIM
SEONG YOUN CHO

Other Offices

APIIS WEALTH MANAGEMENT CORP. · BUENA PARK, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Buena Park, CA
ALLMERITS ASSET, LLC · BUENA PARK, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BUENA PARK, CA
J.P. MORGAN SECURITIES LLC · BUENA PARK, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Anaheim, CA
U.S. BANCORP ADVISORS, LLC · Buena Park, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Buena Park, CA

More in Buena Park, CA

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