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Current Employers
Apiis Wealth Management Corp.

6940 Beach Blvd Suite D-705, Buena Park, CA 90621 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-19
  • CA RA
    APPROVED
    Since 2025-08-19

Branch Locations

6940 Beach Blvd Suite D-705, Buena Park, CA 90621 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Apiis Financial, Inc. Buena Park CA 01/2010 Present
Client One Securities, Llc Los Angeles CA 10/2016 12/2017
Espy Asset Management Llc Los Angeles CA 10/2017 12/2018
Royal Alliance Associates, Inc. Buena Park CA 08/2019 12/2019
Ameritas Investment Company, Llc Lincoln NE 11/2021 07/2025
Apiis Wealth Management Corp. Buena Park CA 07/2025 Present
  • 01/2010 → Present
    Apiis Financial, Inc.
    Buena Park, CA
  • 10/2016 → 12/2017
    Client One Securities, Llc
    Los Angeles, CA
  • 10/2017 → 12/2018
    Espy Asset Management Llc
    Los Angeles, CA
  • 08/2019 → 12/2019
    Royal Alliance Associates, Inc.
    Buena Park, CA
  • 11/2021 → 07/2025
    Ameritas Investment Company, Llc
    Lincoln, NE
  • 07/2025 → Present
    Buena Park, CA
Previous Registrations
  • 2021-11-05 → 2023-10-18
    Lincoln, NE
    Buena Park, CA
  • 2019-08-28 → 2019-12-31
    Scottsdale, AZ
    Buena Park, CA
  • 2018-01-23 → 2019-03-12
    Espy Asset Management Llc
    Los Angeles, CA
  • 2016-10-14 → 2017-12-31
    Los Angeles, CA
    Overland Park, KS
    Los Angeles, CA
  • 2012-08-10 → 2014-12-31
    Ameritas Investment Company, Llc
    Lincoln, NE
    Los Angeles, CA
  • 2009-03-05 → 2011-03-25
    Signator Investors, Inc.
    Irvine, CA
  • 1999-09-21 → 2005-03-09
    Signator Investors, Inc.
    Irvine, CA
Other Businesses

1.) APIIS FINANCIAL INC; SAME AS BRANCH; INV REL; INSURANCE; VICE PRESIDENT; START DATE=01/2010; HRS/MO=100; TRADING HRS/MO=60; MANAGE AGENTS, SELL INSURANCE 2.) HARIK INSURANCE AGENCY; INVESTMENT RELATED; BUENA PARK, CA; INSURANCE; PRESIDENT START DATE: 06/2017; HRS/WK: 20;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-15
  • S66 Uniform Combined State Law Examination
    2008-09-15
Other Names
  • Harinne Lee Suylee
  • Harinne Lee Kim

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