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6940 Beach Blvd Suite D-705, Buena Park, CA 90621 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-19 |
Branch Locations
6940 Beach Blvd Suite D-705, Buena Park, CA 90621 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apiis Financial, Inc. | Buena Park | CA | 01/2010 | Present |
| Client One Securities, Llc | Los Angeles | CA | 10/2016 | 12/2017 |
| Espy Asset Management Llc | Los Angeles | CA | 10/2017 | 12/2018 |
| Royal Alliance Associates, Inc. | Buena Park | CA | 08/2019 | 12/2019 |
| Ameritas Investment Company, Llc | Lincoln | NE | 11/2021 | 07/2025 |
| Apiis Wealth Management Corp. | Buena Park | CA | 07/2025 | Present |
1.) APIIS FINANCIAL INC; SAME AS BRANCH; INV REL; INSURANCE; VICE PRESIDENT; START DATE=01/2010; HRS/MO=100; TRADING HRS/MO=60; MANAGE AGENTS, SELL INSURANCE 2.) HARIK INSURANCE AGENCY; INVESTMENT RELATED; BUENA PARK, CA; INSURANCE; PRESIDENT START DATE: 06/2017; HRS/WK: 20;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-15 |
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