Harinne Lee Kim

Employer firm

Apiis Wealth Management Corp. CRD 335241

$393.0K regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → Present
  Apiis Financial, Inc.
  Buena Park, CA
• 10/2016 → 12/2017
  Client One Securities, Llc
  Los Angeles, CA
• 10/2017 → 12/2018
  Espy Asset Management Llc
  Los Angeles, CA
• 08/2019 → 12/2019
  Royal Alliance Associates, Inc.
  Buena Park, CA
• 11/2021 → 07/2025
  Ameritas Investment Company, Llc
  Lincoln, NE
• 07/2025 → Present
  Apiis Wealth Management Corp.
  Buena Park, CA

Previous Registrations

• 2021-11-05 → 2023-10-18
  Ameritas Advisory Services, Llc
  Lincoln, NE
  Buena Park, CA
• 2019-08-28 → 2019-12-31
  Osaic Wealth, Inc.
  Scottsdale, AZ
  Buena Park, CA
• 2018-01-23 → 2019-03-12
  Espy Asset Management Llc
  Los Angeles, CA
• 2016-10-14 → 2017-12-31
  Creativeone Securities, Llc
  Los Angeles, CA
  Overland Park, KS
  Los Angeles, CA
• 2012-08-10 → 2014-12-31
  Ameritas Investment Company, Llc
  Lincoln, NE
  Los Angeles, CA
• 2009-03-05 → 2011-03-25
  Signator Investors, Inc.
  Irvine, CA
• 1999-09-21 → 2005-03-09
  Signator Investors, Inc.
  Irvine, CA

Other Businesses

1.) APIIS FINANCIAL INC; SAME AS BRANCH; INV REL; INSURANCE; VICE PRESIDENT; START DATE=01/2010; HRS/MO=100; TRADING HRS/MO=60; MANAGE AGENTS, SELL INSURANCE 2.) HARIK INSURANCE AGENCY; INVESTMENT RELATED; BUENA PARK, CA; INSURANCE; PRESIDENT START DATE: 06/2017; HRS/WK: 20;

Exams

• S66 Uniform Combined State Law Examination
  2008-09-15

Other Names

• Harinne Lee Suylee
• Harinne Lee Kim