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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-03 |
Branch Locations
800 Capitol St Pbig - Houston Ii, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Houston | TX | 06/2011 | 03/2019 |
| James M Siegel | Houston | TX | 03/2019 | 06/2019 |
| James M Siegel | Houston | TX | 06/2019 | 02/2020 |
| Northwestern Mutual Investment Services Llc | Houston | TX | 03/2019 | 02/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2019 | 02/2020 |
| David Higgins | Houston | TX | 10/2019 | 02/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 03/2020 | Present |
| The College Of Financial Planning | Centennial | CO | 01/2017 | 12/2019 |
| Bank Of America, N.A. | Houston | TX | 06/2020 | Present |
I*130826 For profit or not for profit: For-Profit Organization Name of outside business organization: Elliearrangements LLC Investment related: N Address of business: Houston, Texas 77007 Nature of business: LLC Position, title, association: Owner, Start date of relationship: 5/1/2019 Number of hours devoted: 6 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Floral Arrangement business started as a hobby. Provided flowers to small events as requested. I am 60% owner of the LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-13 |
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