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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-10-08 |
Branch Locations
4090 Nelson Road Lake, Lake Charles, LA 70605 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Federal Bank | Lake Charles | LA | 01/2012 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2012 | 12/2023 |
| Cetera Investment Advisers Llc | Lake Charles | LA | 01/2014 | 12/2023 |
| Lpl Financial | Lake Charles | LA | 03/2024 | 05/2024 |
| Lpl Financial | Lake Charles | LA | 10/2024 | Present |
1) 09/2024 - First Federal Investments / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) 09/2024 - Notary / Inv. Related / Lake Charles, LA / Start date 03/24/1992
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-28 |
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