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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-21 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2018-09-18 |
Branch Locations
777 Third Avenue 20Th Floor, New York, NY 10017-1401 • United States
New York, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2011 | 09/2016 |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 09/2016 | 09/2018 |
| Tiaa | New York | NY | 09/2016 | 09/2018 |
| Ameriprise Financial Services Inc | New York | NY | 09/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | New York | NY | 03/2020 | Present |
Business Ownership; Vinace Enterprises, LLC; Owner; created LLC to gain access to a PEO for health insurance.; 777 Third Avenue, 20th Floor, New York, NY, 10017; Investment-Related; 10/01/2023; 0 hours per month; 0 during trading hours / VFPGSM, LLC; Co-owner; Consulting; 777 Third Avenue, 20th Floor, New York, NY, 10017; Not Investment-Related; 01/02/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Tax Edge LLC; Co-owner; Tax Preparation; 604 Federal Rd, , Brookfield, CT, 06804; Not Investment-Related; 01/02/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-18 |
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