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Current Employers
Fountainhead Fiduciary, Llc

14532 Solomons Island Road South Suite 102, Solomons, Md, MD 20688 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-04-13
VA RA APPROVED 2020-04-27
  • MD RA
    APPROVED
    Since 2021-04-13
  • VA RA
    APPROVED
    Since 2020-04-27

Branch Locations

14532 Solomons Island Road South Suite 102, Solomons, Md, MD 20688 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kalos Capital, Inc. Alpharetta GA 08/2013 09/2022
Fountainhead Fiduciary, Llc Reston VA 03/2020 Present
Arete Wealth Management, Llc Chicago IL 10/2022 08/2025
Emerson Equity Llc San Mateo CA 08/2025 Present
Fountainhead Fiduciary Solomon MD 04/2020 Present
Fountainhead Tax, Llc Solomon MD 01/2026 Present
  • 08/2013 → 09/2022
    Kalos Capital, Inc.
    Alpharetta, GA
  • 03/2020 → Present
    Reston, VA
  • 10/2022 → 08/2025
    Arete Wealth Management, Llc
    Chicago, IL
  • 08/2025 → Present
    Emerson Equity Llc
    San Mateo, CA
  • 04/2020 → Present
    Fountainhead Fiduciary
    Solomon, MD
  • 01/2026 → Present
    Fountainhead Tax, Llc
    Solomon, MD
Previous Registrations
  • 2013-08-12 → 2020-04-23
    Kalos Management
    Reston, VA
    Ponte Vedra Beach, FL
    Reston, VA
  • 2011-09-07 → 2013-08-12
    San Diego, CA
    Reston, VA
Other Businesses

1) FOUNTAINHEAD FIDUCIARY-INVESTMENT RELATED, 14532 SOLOMONS ISLAND ROAD S, SOLOMONS, MD 20688, STATE REGISTERED INVESTMENT ADVISOR, PRINCIPAL/ADVISOR, EVALUATING, IMPLEMENTING AND MANAGING PORTFOLIO MODELS FOR USE WITH CLIENTS BASED ON THEIR APPROPRIATE RISK PROFILE AND OBJECTIVES AND FEE BASED FINANCIAL PLANNING, 80 HRS PER MONTH, 80 HRS PER MONTH DURING SECURITIES TRADING HOURS, 04/2020 2)FOUNTAINHEAD WEALTH ADVISORS(DBA)-INVESTMENT RELATED, 14532 SOLOMONS ISLAND RD., S SOLOMONS, MD 20688, UMBRELLA DBA THROUGH WHICH SECURITIES BUSINESS IS DONE THROUGH EMERSON EQUITY LLC, ADVISORY BUSINESS IS DONE THROUGH FOUNTAINHEAD FIDUCIARY AND FIXED INSURANCE IS DONE THROUGH FOUNTAINHEAD INSURANCE AGENCY, OWNER OF DBA, ALL OFFICE EXPENSES ARE PAID THROUGH THE DBA FOR ALL 3 BUSINESSES, 80 HRS MONTHLY, 80 HRS MONTHLY DURING SECURITIES TRADING HOURS, 08/2019 3) FOUNTAINHEAD INSURANCE AGENCY-INVESTMENT RELATED, 14532 SOLOMONS ISLAND RD S, SOLOMONS, MD 20688, LIFE INSURANCE AGENCY(FIXED INSURANCE PRODUCTS) PRINCIPAL/MANAGER, DUE DILIGENCE AND EVALUATION OF INSURANCE PRODUCTS/STRATEGIES, TEAM TRAINING, AND DETERMINING WHEN THEY MAY BE APPLICABLE TO CLIENT PLANNING CASES., 20 HRS PER MONTH, 20 HRS DURING SECURITIES TRADING HOURS, 04/2020 4) Emerson Equity/investment-related/San Mateo, CA/registered representative/August 2025/securities transaction-based compensation/approximately 20 hours per month and during trading hours. 5) FOUNTAINHEAD TAX, LLC-NOT INVESTMENT RELATED, 14532 SOLOMONS ISLAND ROAD S, SOLOMONS, MD 20688, TAX PLANNING AND PREPERATION, PARTNER, PROVIDE BUSINES OPERATIONS, STRATEGY, MARKETING AND ADMINISTRATIVE OVERSIGHT., 5 HRS PER MONTH, 3 HRS PER MONTH DURING SECURITIES TRADING HOURS, 01/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-02
  • S66 Uniform Combined State Law Examination
    2011-09-02

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