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14532 Solomons Island Road South Suite 102, Solomons, Md, MD 20688 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-04-13 |
| VA | RA | APPROVED | 2020-04-27 |
Branch Locations
14532 Solomons Island Road South Suite 102, Solomons, Md, MD 20688 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kalos Capital, Inc. | Alpharetta | GA | 08/2013 | 09/2022 |
| Fountainhead Fiduciary, Llc | Reston | VA | 03/2020 | Present |
| Arete Wealth Management, Llc | Chicago | IL | 10/2022 | 08/2025 |
| Emerson Equity Llc | San Mateo | CA | 08/2025 | Present |
| Fountainhead Fiduciary | Solomon | MD | 04/2020 | Present |
| Fountainhead Tax, Llc | Solomon | MD | 01/2026 | Present |
1) FOUNTAINHEAD FIDUCIARY-INVESTMENT RELATED, 14532 SOLOMONS ISLAND ROAD S, SOLOMONS, MD 20688, STATE REGISTERED INVESTMENT ADVISOR, PRINCIPAL/ADVISOR, EVALUATING, IMPLEMENTING AND MANAGING PORTFOLIO MODELS FOR USE WITH CLIENTS BASED ON THEIR APPROPRIATE RISK PROFILE AND OBJECTIVES AND FEE BASED FINANCIAL PLANNING, 80 HRS PER MONTH, 80 HRS PER MONTH DURING SECURITIES TRADING HOURS, 04/2020 2)FOUNTAINHEAD WEALTH ADVISORS(DBA)-INVESTMENT RELATED, 14532 SOLOMONS ISLAND RD., S SOLOMONS, MD 20688, UMBRELLA DBA THROUGH WHICH SECURITIES BUSINESS IS DONE THROUGH EMERSON EQUITY LLC, ADVISORY BUSINESS IS DONE THROUGH FOUNTAINHEAD FIDUCIARY AND FIXED INSURANCE IS DONE THROUGH FOUNTAINHEAD INSURANCE AGENCY, OWNER OF DBA, ALL OFFICE EXPENSES ARE PAID THROUGH THE DBA FOR ALL 3 BUSINESSES, 80 HRS MONTHLY, 80 HRS MONTHLY DURING SECURITIES TRADING HOURS, 08/2019 3) FOUNTAINHEAD INSURANCE AGENCY-INVESTMENT RELATED, 14532 SOLOMONS ISLAND RD S, SOLOMONS, MD 20688, LIFE INSURANCE AGENCY(FIXED INSURANCE PRODUCTS) PRINCIPAL/MANAGER, DUE DILIGENCE AND EVALUATION OF INSURANCE PRODUCTS/STRATEGIES, TEAM TRAINING, AND DETERMINING WHEN THEY MAY BE APPLICABLE TO CLIENT PLANNING CASES., 20 HRS PER MONTH, 20 HRS DURING SECURITIES TRADING HOURS, 04/2020 4) Emerson Equity/investment-related/San Mateo, CA/registered representative/August 2025/securities transaction-based compensation/approximately 20 hours per month and during trading hours. 5) FOUNTAINHEAD TAX, LLC-NOT INVESTMENT RELATED, 14532 SOLOMONS ISLAND ROAD S, SOLOMONS, MD 20688, TAX PLANNING AND PREPERATION, PARTNER, PROVIDE BUSINES OPERATIONS, STRATEGY, MARKETING AND ADMINISTRATIVE OVERSIGHT., 5 HRS PER MONTH, 3 HRS PER MONTH DURING SECURITIES TRADING HOURS, 01/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-02 |
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