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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-10 |
| MD | RA | APPROVED | 2022-11-28 |
| VA | RA | APPROVED | 2022-05-26 |
| TX | RA | APPROVED_RES | 2022-05-19 |
Branch Locations
14580 S Solomons Island Rd Unit 1, Solomons, MD 20688 • United States
770 Se Indian St Ste 36, Stuart, FL 34997 • United States
Lusby, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mclean | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 11/2016 | 06/2018 |
| Wells Fargo Advisors Financial Network, Llc | Reston | VA | 06/2018 | 05/2022 |
| Lpl Financial Llc | Herndon | VA | 05/2022 | Present |
1) 5/2022- Aubin Dunbar Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- Herndon, VA 2) 5/2022- Andrew Dunbar- Freelance Musician- non-inv. related- Haymarket, VA- start date 2/2019- 12hrs/mth 3) 5/2022- Aubin Dunbar Group LLC- Business Entity For Tax/Investment Purposes Only- non-inv. related- Herndon, VA - start date 8/2018- 8hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-06 |
| S65 | Uniform Investment Adviser Law Examination | 1997-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-26 |
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