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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-08-13 |
| MD | RA | APPROVED | 2025-10-14 |
| VA | RA | APPROVED | 2022-05-26 |
| TX | RA | APPROVED | 2022-05-18 |
Branch Locations
14580 S Solomons Island Rd Unit 1, Solomons, MD 20688 • United States
Portsmouth, RI • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
13454 Sunrise Valley Dr Suite 220, Herndon, VA 20171-3278 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Mclean | VA | 11/2016 | 06/2018 |
| Wells Fargo Advisors Financial Network, Llc | Herndon | VA | 06/2018 | 05/2022 |
| Lpl Financial | Herndon | VA | 05/2022 | Present |
| Wells Fargo Advisors Llc | Mclean | VA | 05/2009 | 11/2016 |
1-08/2018 / Aubin Dunbar Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / HERNDON, VA 2- 08/2018 / Aubin Dunbar Group LLC / Business Entity For Tax/Investment Purposes Only / Investment Related / HERNDON, VA 3- 07/13/2022 - Aubin Dunbar Group LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - financial advisor - Start Date - 04/27/2022 - 230 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-07 |
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