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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-12-10 |
| TX | RA | APPROVED | 2024-12-10 |
Branch Locations
2125 Main Street, Bridgeport, CT 06606 • United States
1460 State Street, Bridgeport, CT 06605 • United States
456 Monroe Turnpike, Monroe, CT 06468 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 02/2013 | 06/2024 |
| Bank Of America, N.A. | Ridgefield | CT | 02/2013 | 06/2024 |
| Mount Southington Alpine Race Team | Plantsville | CT | 01/2021 | 03/2021 |
| J.P. Morgan Securities Llc | Monroe | CT | 12/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Monroe | CT | 12/2024 | Present |
| Berkshire East Mountain Resort | Charlemont | MA | 01/2022 | Present |
Entity Name: Berkshire East Mountain Resort Investment related: No Address: 66 Thunder Mountain RD, Charlemont, MA 01339 https://berkshireeast.com/ Nature of the other business: Resort Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Berkshire East is a ski and mountain bike resort. I am a part-time seasonal employee (winter weekends) youth alpine ski racing coach. There is no connection to JPMorganChase.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-14 |
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