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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-17 |
Branch Locations
850 Main Street, Bridgeport, CT 06604 • United States
209 Franklin Avenue, Hartford, CT 06114 • United States
669 Hebron Avenue, Glastonbury, CT 06033 • United States
902 Main Street, South Glastonbury, CT 06073 • United States
40 Welles St, Glastonbury, CT 06033 • United States
957 Main Street, East Hartford, CT 06108 • United States
Stratford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S United Bank | Hamden | CT | 08/2011 | Present |
| People'S Securities, Inc. | Hamden | CT | 06/2013 | Present |
| People'S United Advisors | Hamden | CT | 07/2021 | Present |
| Lpl Financial Llc | Hamden | CT | 08/2022 | Present |
1. 08/18/2022 - No Business Name - Investment Related - Milford, CT 06460 - Real Estate Rental - Owner - Start Date - 05/21/2021 - 4 Hours Per Month/1 Hours During Securities Trading - Time Spent 2% 2. 08/18/2022 - People's United A Division of M&T bank - Investment Related - At Reported Business Location(s) - Notary - Notary - Start Date - 08/01/2011 - 0 Hours Per Month/0 Hours During Securities Trading - Time Spent 1% - Public Notary 3. 08/18/2022 - M&T Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - VP, Branch Manager - Start Date - 08/16/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 500% 4. 1/27/2023 - No Business Name - Investment Related - Montville, CT 06370 - Real Estate Rental - Owner - Start Date - 10.2022 - 4 Hours Per Month 5. 01/08/2024 - Wilmington Advisors @M&T - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)-
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-09-12 |
| S65 | Uniform Investment Adviser Law Examination | 2009-04-07 |
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