Milo Rothstein

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 03/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 03/2021 → Present
  Jpmorgan Chase Bank Na
  New Hyde Park, NY
• 03/2021 → Present
  Jpmorgan Securities Llc
  New Hyde Park, NY
• 03/2017 → 03/2021
  Bank Of America, N.A.
  New York, NY
• 04/2024 → Present
  Carryconcierge
  Brooklyn, NY
• 02/2025 → Present
  Wimsy Llc
  Brooklyn, NY
• 08/2026 → Present
  Tadpole Group Llc
  Albany, NY

Previous Registrations

• 2017-01-25 → 2021-03-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

Entity Name: Wimsy LLC Investment related: No Address: New York Nature of the other business: Food & Beverage Position/Title/Relationship: Owner/Partner Start Date: 02/05/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Scaries is a New York based sour-candy company, which I will co-own. It's unrelated to my role at the firm and has no connection to JPMorganChase. Entity Name: CarryConcierge Investment related: No Address: Brooklyn New York 11249 Nature of the other business: Education Position/Title/Relationship: Owner / Partner Start Date: 04/15/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This service will seek to provide customers with a streamlined, white-glove, educational approach to NYS/NYPD licensing processes. Connecting customers with qualified instructors for education and application assistance. I will be one of three co-owners. Responsibilities will be minimal, as I do not plan to hold a formal/executive role. Responsibilities are in no way similar to my JPMC role, nor does it have any connection to JPMC. Entity Name: DMR Boat LLC Investment related: No Address: Private Residence Nature of the other business: Boating Position/Title/Relationship: Owner/Partner Start Date: 05/09/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: N/A - purchasing a boat in LLC for liability protection. Entity Name: Tadpole Group LLC Investment related: No Address: 418 Broadway, STE N, Albany, NY 11207 Nature of the other business: Website Design Position/Title/Relationship: Owner/Partner Start Date: 08/03/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Builds and licenses local-market websites to service businesses. Co-owner, unrelated to firm role, no connection to JPMorganChase.

Exams

• S66 Uniform Combined State Law Examination
  2017-01-24

Other Names

• Milo Rothstein
• Milo Issac Rothstein
• Milo Liebowitz Rothstein
• Milo Isaac Rothstein