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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29

Branch Locations

621 Rollingwood Dr, Shorewood, IL 60404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delco Financial Group, Inc. Shorewood IL 06/2012 Present
Delco Tax Advisory Shorewood IL 06/2012 Present
Cetera Advisor Networks El Segundo CA 09/2019 08/2022
Cetera Wealth Services, Llc El Segundo CA 08/2022 Present
Delco Financial Services, Inc. Shorewood IL 06/2012 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2012 → Present
    Delco Financial Group, Inc.
    Shorewood, IL
  • 06/2012 → Present
    Delco Tax Advisory
    Shorewood, IL
  • 09/2019 → 08/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 08/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2012 → Present
    Delco Financial Services, Inc.
    Shorewood, IL
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 08/2011 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH AND ANNUITIES 2. NAME OF OTHER BUSINESS: DELCO TAX ADVISORY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREPARATION START DATE: 06/2012 POSITION/TITLE/RELATIONSHIP: INSURANCE REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: I DO DATA INPUT AND REVIEW TAX RETURNS FOR ACCURACY. 3. NAME OF OTHER BUSINESS: DELCO FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2012 POSITION/TITLE/RELATIONSHIP: INSURANCE REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: I ASSIST CLIENTS WITH LIFE INSURANCE AND FIXED ANNUITIES. 4. NAME OF OTHER BUSINESS: DELCO FINANCIAL SERVICES, INC. INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2012, POSITION/TITLE/RELATIONSHIP: PART OWNER/REGISTERED ADMINISTRATIVE ASSISTANT, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: NOTARY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY SERVICES; START DATE: 6/2012; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PROVIDE NOTARY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-11
  • S66 Uniform Combined State Law Examination
    2023-02-11

View on SEC IAPD

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