Best Investors Account Sign in

Tracey Lynn Hayes

Edward Jones

Albemarle, NC

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-15
NC RA APPROVED 2011-09-01
  • TX RA
    APPROVED
    Since 2024-07-15
  • NC RA
    APPROVED
    Since 2011-09-01

Branch Locations

112 Charter St Suite B, Albemarle, NC 28001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-18
  • S66 Uniform Combined State Law Examination
    2011-08-18
Designations
Other Names
  • Tracey Lynn Wangler
  • Tracey Lynn Bristol

View on SEC IAPD

Other Firms

FIRST CITIZENS INVESTOR SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
LINCOLN INVESTMENT
LPL FINANCIAL LLC
UWHARRIE INVESTMENT ADVISORS, INC.
CREDIT UNION INVESTMENT SERVICES
INTERCAROLINA FINANCIAL SERVICES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

KIMBERLY BASSETT CARPENTER
JERRY LYNN BARRIER
WILLIAM CLIFTON ROBINSON
DOUGLAS B NIXON
CHARLES DAVID ROBERTS
SHANE MICHAEL ROBINSON
ANDREW MALCOLM ROSE
ROGER LEE DICK

Other Offices

FIRST CITIZENS INVESTOR SERVICES, INC. · ALBEMARLE, NC
CETERA INVESTMENT ADVISERS LLC · ALBEMARLE, NC
LINCOLN INVESTMENT · ALBEMARLE, NC
LPL FINANCIAL LLC · ALBEMARLE, NC
UWHARRIE INVESTMENT ADVISORS, INC. · ALBEMARLE, NC
EDWARD JONES · Albemarle, NC
CREDIT UNION INVESTMENT SERVICES · Albemarle, NC
CREDIT UNION INVESTMENT SERVICES · ALBEMARLE, NC

More in Albemarle, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor