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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-27
NJ RA APPROVED 2020-01-31
  • TX RA
    APPROVED_RES
    Since 2024-06-27
  • NJ RA
    APPROVED
    Since 2020-01-31

Branch Locations

1580 Route 206 North, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 03/2013 01/2020
Bank Of America, N.A. Pennington NJ 06/2014 01/2020
Janney Montgomery Scott Llc Bedminster NJ 01/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-21
  • S66 Uniform Combined State Law Examination
    2014-01-21

View on SEC IAPD

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